Stay Compliant

We are your go-to resource for staying current on ever-evolving products, regulations, operations, and industry trends. Whether you’re new or a seasoned professional, we can help.

Staying compliant isn’t easy. We can help.

Whether you’re looking for administrative solutions, forms, document services, or ERISA consulting, Ascensus can do more for you. We’re your go-to resource for everything related to retirement and savings plans. Learn more about all of our specialized services and how they can benefit your financial organization. And if you don’t see it here, let us know; we will work with you to create or customize the right product for your organization.

What do you get from Ascensus?

  • A quick response to your inquiries
  • A document compliance review
  • A sponsor for your plan document
  • An on-site compliance audit
  • Access to an ERISA expert to assist with a business project or customized training

Forms & Document Services

We are one of the largest forms and prototype employer document providers in the industry. Our services range from print to electronic forms and document amendments to document sponsorship. Our many value-added services, like an amendment mailing service, mean that you can leave compliance to us.


Maintaining compliance with rules and regulations is critical. Ascensus consulting services give you immediate access to ERISA consultants who do the analysis for you and help you stay in compliance.

Compliance Reviews

Coming up short on an IRS audit can cost you. An onsite Compliance Review by one of our ERISA consultants is a quick way to provide you with valuable peace of mind. We will review your documents and compliance and operational procedures so you can feel confident should you ever face an IRS audit.

Nonbank Trust Powers Service

Our experts can guide you through the complex and time-consuming process to request and receive nonbank trust powers from the IRS.

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